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Search results: 1 - 8 of 8

Head of EMEA Equities Compliance & Operational Risk Control (145155BR)

UBS. London

Your role Are you risk averse but risk aware? Do you specialize in the provision of Compliance advisory support and Operational Risk Control? We are looking for someone like that to: - support the business and provide robust guidance, advice and challenge across any aspect of the Equities business -...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

Compliance Oversight Review Program (144863BR)

UBS. London

Your role Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? We are looking for someone like that to: - lead and coordinate reviews which focus on supervisory performance and assessing incidences of high revenue performance - check that material issues are escalated...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

Outsourcing and Vendor Risk Control Manager (144021BR)

UBS. London

Your role Are you risk averse? Do you know how to maintain independence and objectivity? We are looking for someone like that who can: - act as a compliance and operational risk control subject-matter expert for Outsourcing & Supplier Risk - perform second-line-of-defense activities like consequential risks related to outsourcing,...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

Global Head of Privacy and Data Protection Legal (144474BR)

UBS. London

Your role Do you have data protection legal expertise and experience of leading a legal team? We're looking for someone like this to: - be global head of a new function called 'Privacy and Data Protection Legal' (PDP Legal). - manage the provision of legal advice in relation to privacy,...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

Legal Counsel - Regulatory & Products Lawyer (144042BR)

UBS. London

Your role Do you have financial regulatory experience and a practical knowledge of financial products ? Do you have a solid background in the legal profession? We're looking for someone like this to: - partner with our Wealth Management colleagues to give legal and regulatory advice - be involved in...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

C&ORC Specialist - Education & Training (143739BR)

UBS. London

Your role Can you engage others and influence them to think differently? Do you enjoy problem solving and thinking on your feet and manage multiple and varied tasks? If so then we're looking for someone like that to: Deliver compliance training in classroom and virtual environments Partner the business to...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

Compliance Officer - EMEA Regulatory Change Lead (143331BR)

UBS. London

Your role Are you a senior professional with extensive regulatory and related industry experience in the Equities and/or Foreign Exchange, Rates and Credit businesses? Do you enjoy reviewing regulatory developments and turning them into tangible actions and deliverables for the Business-Aligned compliance and risk teams? We are looking for someone...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal

EMEA CCS Financing Compliance Advisor (142849BR)

UBS. London

Your role Are you risk averse but risk aware? Do you specialize in regulatory initiatives and corporate center? We are looking for someone like that to: - primarily support the CCS Financing Solutions business (Special Situations, Leverage Capital Markets, Structured Finance) (together the \"CCS FS Business) in managing compliance risk...

Company Name UBS
Country United Kingdom
Job Type Full Time
Industry Legal
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